Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Debbie Morley

  IRN DXM00184

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Apr 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Apr 2020)
• Deborah Jane Kennedy

  IRN DJK01132

  • CF29 Significant management (4 Apr 2014 to 3 Sep 2014)
• Deborah Louise Wilson

  IRN DXW00089

  • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 31 Dec 2020)
• Debra Kynaston

  IRN DXK00065

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
• Deepali Mandar Mathure

  IRN DXM00185

  • [FCA CF] Manager of certification employee (15 Jun 2022 to 26 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
• Deepanjan Rabindranath Bose

  IRN DXB00177

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2021)
• Demi Jane Deacon

  IRN DXD00058

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Denise Gravatt

  IRN DXG01276

  • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2003)
• Derek Gallacher

  IRN DXG00102

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Dermot James Joyce

  IRN DJJ01074

  • CF1 Director (AR) (21 Mar 2005 to 31 May 2007)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.