Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Diane Elizabeth Main

  IRN DXM00188

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
• Dianne Hendry

  IRN DXH00170

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Dominique Kay Hamilton

  IRN DXH00265

  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 10 Feb 2025)
• Donna Louise Hankins

  IRN DLH01099

  • CF30 Customer (25 May 2010 to 23 Sep 2013)
• Douglas Lindsay Hay Laver

  IRN DLL01029

  • CF1 Director (29 Jun 2012 to 1 Sep 2013)
• Duncan Philip Garnett

  IRN DPG01039

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Edward Andrew O'Neill

  IRN EXO01206

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2023)
  • CF29 Significant management (22 May 2015 to 8 Dec 2019)
• Edward Matthew Jones

  IRN EXJ00024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)
• Elaine Jennifer Hunter Forsyth

  IRN EXF00068

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
• Elaine Mary Heavisides

  IRN EXH00043

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.