Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Elaine Robinson

  IRN EXR00036

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2021)
• Elaine Thomson

  IRN EXT00025

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Elena Loredana Naish

  IRN ELN01005

  • CF30 Customer (17 May 2012 to 9 Jan 2014)
• Elizabeth Adele Hewlett

  IRN EXH00044

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Dec 2019)
• Elizabeth Jean King

  IRN EJK01018

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Elliott Charles Swatton

  IRN ECS01016

  • CF27 Investment Management (1 Dec 2001 to 11 Mar 2002)
• Emily Flanagan

  IRN EXF00025

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2020)
• Emma Birkett

  IRN EXB00068

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
• Emma Hambling

  IRN EXH00270

  • [FCA CF] Functions requiring qualifications (7 Jun 2023 to 31 Oct 2025)
• Emma Hatherall

  IRN EXH00046

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2021)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.