Cantor Fitzgerald Europe

• Principal Place of Business

  110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402078947000

  Web

  https://www.cantor.com/global/europe/

• Complaints Contact

  5 Churchill Place

  London

  E14 5HU

  UNITED KINGDOM

  Phone

  +442078947144

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Sarah Gray

  IRN SXG01155

  • CF26 Customer Trading (1 Dec 2001 to 13 Jan 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
• Sarah Louise Beament

  IRN SLB01164

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Mar 2018 to 8 Dec 2019)
• Scott Edward Schucht

  IRN SES01075

  • CF30 Customer (21 Oct 2011 to 26 Apr 2012)
• Scott Joseph Phillips

  IRN SJP01159

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
  • CF30 Customer (4 May 2017 to 8 Dec 2019)
• Sean Chiswick

  IRN SXC01317

  • CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
  • CF26 Customer Trading (1 Dec 2001 to 20 May 2002)
• Sean Kenneth Stockdale

  IRN SKS01067

  • CF30 Customer (4 Aug 2010 to 3 Sep 2010)
• Sean Patrick Curran

  IRN SXC01290

  • CF1 Director (6 Jan 2004 to 6 Feb 2006)
  • CF13 Finance (9 Dec 2003 to 6 Feb 2006)
• Sean Robert Capstick

  IRN SRC01063

  • SMF18 Other Overall Responsibility (since 31 Dec 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • SMF3 Executive Director (1 Feb 2021 to 31 Dec 2025)
  • SMF1 Chief Executive (1 Feb 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2020)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 16 Mar 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2020)
  • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
• Sebastian Nils Schutt

  IRN SNS01014

  • CF26 Customer Trading (1 Dec 2001 to 1 Aug 2002)
• Sebastien Alexander Maurin

  IRN SAM01142

  • CF30 Customer (5 Feb 2016 to 2 Jan 2019)

No changes recorded yet.