Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF10a CASS Oversight function (16 Apr 2012 to 22 Jan 2013)
    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2013)
    • CF1 Director (10 May 2007 to 31 Jan 2013)
    • CF13 Finance (10 May 2007 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF1 Director (6 Jan 2004 to 6 Feb 2006)
    • CF13 Finance (9 Dec 2003 to 6 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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