Sean Robert Capstick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe

    FRN 149380

    • SMF18 Other Overall Responsibility (since 31 Dec 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • SMF1 Chief Executive (1 Feb 2021 to 31 Dec 2025)
    • SMF3 Executive Director (1 Feb 2021 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2020)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 16 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2020)
    • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • CF1 Director (26 Feb 2016 to 4 Mar 2019)
    • CF30 Customer (30 Nov 2015 to 4 Mar 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 5 May 2010)
    • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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