Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arnaud-Nicholas Marie Philipe Guyard

  IRN AXG01254

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
• Arnold Cilliers Van Graan

  IRN ACG01094

  • CF30 Customer (29 May 2012 to 14 Nov 2014)
• Ashish Tayal

  IRN AXT01602

  • [FCA CF] Client dealing (since 24 Apr 2025)
• Ashley James Gardyne

  IRN AJG01343

  • CF30 Customer (30 May 2012 to 24 Jun 2013)
• Audrey Laure Genevieve Childe-Freeman

  IRN ALC01036

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Aurelien David Guillaume Charles Loszycer

  IRN ADL01064

  • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
  • CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2007)
• Avnish Mehra

  IRN AXM01561

  • CF23 Corporate Finance Adviser (3 Sep 2002 to 21 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2002)
• Axel Mertens

  IRN AXM02447

  • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • [FCA CF] Material risk taker (since 30 Apr 2019)
  • [FCA CF] Client dealing (since 8 Feb 2019)
• Barbara Foldes

  IRN BXF25442

  • SMF5 Head of Internal Audit (4 Dec 2019 to 21 Apr 2020)
• Barnaby Douglas Jackson

  IRN BDJ01007

  • CF21 Investment Adviser (15 Jan 2002 to 7 Mar 2003)

No changes recorded yet.