Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Anthony Wilson

  IRN SAW01226

  • CF8 Apportionment and Oversight (29 Jul 2008 to 31 Mar 2009)
  • CF3 Chief Executive (29 Jul 2008 to 23 Aug 2011)
  • CF29 Significant management (1 Nov 2007 to 11 Jul 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (17 Aug 2007 to 31 Oct 2007)
• Scott Fisher

  IRN SXF01752

  • [FCA CF] Client dealing (6 Mar 2017 to 7 Mar 2025)
  • CF30 Customer (25 Jan 2016 to 6 Mar 2016)
• Scott Matthew D'orsi

  IRN SMD01069

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
• Scott Waite

  IRN SXW01579

  • CF30 Customer (2 Sep 2014 to 6 Mar 2016)
• Sean Brendan Bunyan

  IRN SBB01023

  • [FCA CF] Manager of certification employee (since 15 Apr 2024)
  • [FCA CF] Client dealing (since 22 Jan 2021)
• Shade Christin Sharaka

  IRN SCS01151

  • [FCA CF] Client dealing (16 Oct 2023 to 2 Dec 2025)
• Shaina Reid

  IRN SXR00872

  • [FCA CF] Client dealing (since 5 Sep 2024)
• Shanthi Jessica Ezekiel

  IRN SJE01059

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2003)
• Sharon Lesley Pugh

  IRN SLP01026

  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)
• Shaun Lee Purdey

  IRN SXP01248

  • CF30 Customer (14 Mar 2008 to 23 May 2008)
  • CF21 Investment Adviser (17 Mar 2005 to 31 Oct 2007)

No changes recorded yet.