Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF3 Chief Executive (29 Jul 2008 to 23 Aug 2011)
    • CF8 Apportionment and Oversight (29 Jul 2008 to 31 Mar 2009)
    • CF29 Significant management (1 Nov 2007 to 11 Jul 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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