Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sandeep Kintali

  IRN SSK01051

  • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • [FCA CF] Client dealing (since 16 Dec 2021)
• Sandra Viviana Castro

  IRN SVC01010

  • CF30 Customer (15 Nov 2007 to 21 Dec 2007)
• Sang Hun Kang

  IRN SXK77788

  • [FCA CF] Client dealing (6 Mar 2017 to 20 Jan 2023)
• Sanne Franicevic

  IRN SSH01031

  • [FCA CF] Manager of certification employee (22 Sep 2021 to 18 Jul 2022)
  • [FCA CF] Material risk taker (13 Aug 2021 to 18 Jul 2022)
  • [FCA CF] Client dealing (11 Jan 2021 to 18 Jul 2022)
• Sarah Heavey

  IRN SXH77789

  • [FCA CF] Client dealing (6 Mar 2017 to 30 Oct 2023)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 30 Oct 2023)
  • [FCA CF] Material risk taker (6 Mar 2017 to 30 Oct 2023)
• Sarah Irene Aitken

  IRN SIA01004

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 May 2004)
• Sarah Jane Bird

  IRN SJB01304

  • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)
• Sarah Jane Proll

  IRN SJP01185

  • CF23 Corporate Finance Adviser (22 Aug 2002 to 4 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
• Sascha Boehme

  IRN SXB01379

  • CF21 Investment Adviser (19 Nov 2002 to 13 Feb 2007)
• Scott Alexander Mitchell

  IRN SAM01200

  • CF21 Investment Adviser (30 Oct 2003 to 24 Mar 2004)

No changes recorded yet.