Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
National Australia Bank Limited
FRN 141309
- [FCA CF] Client dealing (since 4 Oct 2022)
- [FCA CF] Manager of certification employee (since 4 Oct 2022)
- [FCA CF] Material risk taker (4 Oct 2022 to 30 Apr 2025)
-
- [FCA CF] Manager of certification employee (22 Sep 2021 to 18 Jul 2022)
- [FCA CF] Material risk taker (13 Aug 2021 to 18 Jul 2022)
- [FCA CF] Client dealing (11 Jan 2021 to 18 Jul 2022)
-
- [FCA CF] Client dealing (16 Mar 2016 to 4 Dec 2020)
- CF30 Customer (1 Nov 2007 to 31 May 2013)
- CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.