Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Trevor Shedel

  IRN PTS01020

  • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
  • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
• Pauric Desmond Hanna

  IRN PXH01346

  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • [FCA CF] Manager of certification employee (since 6 Mar 2017)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (16 Jan 2012 to 6 Mar 2016)
• Peter Anthony Letley

  IRN PAL01105

  • CF3 Chief Executive (1 Nov 2004 to 11 Jul 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Jul 2008)
  • CF13 Finance (1 Dec 2001 to 17 Nov 2004)
  • CF1 Director (1 Dec 2001 to 19 Jul 2007)
• Peter Clarke

  IRN PXC01412

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Nov 2002)
• Peter David James

  IRN PXJ01107

  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter David Warr

  IRN PDW01062

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Nov 2003)
• Peter Edward Din

  IRN PED01024

  • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
  • CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
• Peter Hall

  IRN PSH01076

  • [FCA CF] Client dealing (since 24 Jan 2019)
• Peter Harry Dunsby

  IRN PHD01014

  • CF21 Investment Adviser (1 Dec 2001 to 25 May 2007)
• Peter John Dickerson

  IRN PJD01113

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 Jan 2002)

No changes recorded yet.