Canadian Imperial Bank of Commerce

Date authorised
24 November 1988
Companies House
FC001165
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000
  • Complaints Contact

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Atkinson

    IRN PXA01553

    • SMF24 Chief Operations (8 Jul 2019 to 1 Jul 2022)
    • SMF22 Other Local Responsibility (20 Mar 2017 to 8 Jul 2019)
  • Paul Blake

    IRN PXB01313

    • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Chester MacLean Jenkin

    IRN PCJ01021

    • CF29 Significant management (24 Jun 2009 to 1 Oct 2009)
    • CF30 Customer (11 Nov 2008 to 1 Oct 2009)
  • Paul Dennis Brady

    IRN PDB01075

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
  • Paul John Armstrong

    IRN PJA01127

    • [FCA CF] Client dealing (since 6 Mar 2017)
    • CF30 Customer (18 Oct 2011 to 6 Mar 2016)
  • Paul Jonathan Kensit Staples

    IRN PJS01211

    • CF23 Corporate Finance Adviser (22 Apr 2003 to 1 Jul 2005)
  • Paul Joseph Kemmer

    IRN PJK01072

    • CF21 Investment Adviser (18 Jan 2002 to 3 Mar 2003)
  • Paul Morales Zambrano

    IRN PEM01069

    • CF21 Investment Adviser (29 Mar 2007 to 8 Jun 2007)
  • Paul Richardson

    IRN PXR01276

    • CF23 Corporate Finance Adviser (21 Jun 2002 to 8 Apr 2005)
  • Paul Traynor Lewitt

    IRN PTL01007

    • CF30 Customer (4 Mar 2014 to 14 Nov 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.