Canadian Imperial Bank of Commerce
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
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Complaints Contact
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Atkinson
IRN PXA01553
- SMF24 Chief Operations (8 Jul 2019 to 1 Jul 2022)
- SMF22 Other Local Responsibility (20 Mar 2017 to 8 Jul 2019)
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Paul Blake
IRN PXB01313
- CF30 Customer (1 Nov 2007 to 13 Mar 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Paul Chester MacLean Jenkin
IRN PCJ01021
- CF29 Significant management (24 Jun 2009 to 1 Oct 2009)
- CF30 Customer (11 Nov 2008 to 1 Oct 2009)
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Paul Dennis Brady
IRN PDB01075
- CF30 Customer (1 Nov 2007 to 4 Feb 2008)
- CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
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Paul John Armstrong
IRN PJA01127
- [FCA CF] Client dealing (since 6 Mar 2017)
- CF30 Customer (18 Oct 2011 to 6 Mar 2016)
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Paul Jonathan Kensit Staples
IRN PJS01211
- CF23 Corporate Finance Adviser (22 Apr 2003 to 1 Jul 2005)
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Paul Joseph Kemmer
IRN PJK01072
- CF21 Investment Adviser (18 Jan 2002 to 3 Mar 2003)
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Paul Morales Zambrano
IRN PEM01069
- CF21 Investment Adviser (29 Mar 2007 to 8 Jun 2007)
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Paul Richardson
IRN PXR01276
- CF23 Corporate Finance Adviser (21 Jun 2002 to 8 Apr 2005)
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Paul Traynor Lewitt
IRN PTL01007
- CF30 Customer (4 Mar 2014 to 14 Nov 2014)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.