Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenneth Ka Chun Koon

  IRN JKK01021

  • CF30 Customer (25 May 2012 to 11 Jun 2014)
• Kevin Anthony Li

  IRN KAL01080

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 16 Jul 2018)
  • CF3 Chief Executive (1 Jul 2014 to 6 Mar 2016)
• Kevin Francis Krasovic

  IRN KFK01003

  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
• Kevin John Fergusson

  IRN KJF01047

  • CF21 Investment Adviser (1 Oct 2002 to 30 Jun 2004)
• Kevin Patterson

  IRN KXP01301

  • SMF7 Group Entity Senior Manager (12 Jul 2016 to 20 Dec 2016)
• Kevin Paul Ballinger

  IRN KPB01029

  • CF30 Customer (1 Nov 2007 to 10 Aug 2009)
  • CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Mar 2005)
• Kevin Tychon

  IRN KXT01543

  • CF30 Customer (23 Dec 2015 to 6 Mar 2016)
• Khairul Azmi Dzulkarnain

  IRN KXD00268

  • [FCA CF] Client dealing (since 4 Apr 2025)
• Kim Christian Koehler

  IRN KCK01004

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2005)
• Kim Gutherless

  IRN KXG01107

  • CF21 Investment Adviser (15 Jun 2004 to 31 Dec 2004)
  • CF26 Customer Trading (1 Dec 2001 to 15 Jun 2004)

No changes recorded yet.