Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Inalda Teresa Butler

  IRN ITB01008

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Apr 2003)
• Isabel Sitz

  IRN IXS01134

  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
• Ivane Mariane Thiebaut

  IRN IMT01020

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Oct 2002)
• JOSHUA EDWARD KIMBER

  IRN JEK01072

  • [FCA CF] Client dealing (since 7 Jul 2021)
• Jack Anthony Jones

  IRN JAJ01038

  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2004)
• Jacob Bille Krogh

  IRN JBK01013

  • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
  • CF23 Corporate Finance Adviser (29 Jun 2006 to 31 Oct 2007)
• Jakob Karl Viktor Graf von Kalckreuth

  IRN JKG01022

  • CF21 Investment Adviser (24 Nov 2004 to 16 Sep 2005)
  • CF22 Investment Adviser (Trainee) (8 Oct 2003 to 24 Nov 2004)
• James Alexander Christopher Burns

  IRN JAB01235

  • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
• James Francis Lockley

  IRN JFL01040

  • [FCA CF] Manager of certification employee (since 6 Mar 2024)
  • [FCA CF] Client dealing (since 4 Oct 2023)
• James Geroli

  IRN JXG00618

  • [FCA CF] Client dealing (since 6 Jan 2023)

No changes recorded yet.