James Francis Lockley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Manager of certification employee (since 6 Mar 2024)
    • [FCA CF] Client dealing (since 4 Oct 2023)
  • Kepler Cheuvreux (no longer approved here)

    FRN 958983

    • [FCA CF] Client dealing (1 Dec 2022 to 29 Jun 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (26 Feb 2008 to 30 Apr 2018)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 25 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.