Jakob Karl Viktor Graf von Kalckreuth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd

    FRN 119319

    • [FCA CF] Material risk taker (since 4 Sep 2024)
    • [FCA CF] Manager of certification employee (since 27 Jun 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • [FCA CF] Manager of certification employee (11 Feb 2022 to 2 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (31 Jan 2011 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 22 Jan 2016)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (24 Nov 2004 to 16 Sep 2005)
    • CF22 Investment Adviser (Trainee) (8 Oct 2003 to 24 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.