Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clarissa Charlotte Reid

  IRN CCR29975

  • [FCA CF] Client dealing (12 Jul 2021 to 11 Sep 2023)
• Clarissa Watt

  IRN CXW00658

  • [FCA CF] Client dealing (since 30 Apr 2024)
• Claudius Thiell

  IRN CXT01245

  • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
  • CF23 Corporate Finance Adviser (1 May 2007 to 31 Oct 2007)
• Clifford Henry Symes

  IRN CHS01026

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (26 Aug 2004 to 19 Jul 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 26 Aug 2004)
• Clive Tucker

  IRN CXT01135

  • CF26 Customer Trading (1 Dec 2001 to 13 Sep 2006)
• Colin Ashley Embree

  IRN CAE01041

  • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
  • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
• Courtney Lay

  IRN CXL77775

  • [FCA CF] Client dealing (6 Mar 2017 to 26 Apr 2024)
• Craig Adam Rinder

  IRN CXR01114

  • CF30 Customer (10 Jun 2014 to 6 Mar 2016)
• Craig Collins

  IRN CRC01061

  • [FCA CF] Client dealing (since 3 Jul 2017)
  • [FCA CF] Material risk taker (since 3 Jul 2017)
  • [FCA CF] Manager of certification employee (since 3 Jul 2017)
• Damla Gunes

  IRN DXG01741

  • [FCA CF] Client dealing (11 Sep 2017 to 15 Feb 2021)

No changes recorded yet.