Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 15 Mar 2026)
    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2017 to 15 Mar 2026)
    • CF30 Customer (17 Feb 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 15 Mar 2026)
    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2017 to 15 Mar 2026)
    • CF30 Customer (17 Feb 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 21 Oct 2009)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF26 Customer Trading (1 Dec 2001 to 13 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.