Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Jul 2017)
    • [FCA CF] Material risk taker (since 3 Jul 2017)
    • [FCA CF] Manager of certification employee (since 3 Jul 2017)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF29 Significant management (25 Nov 2013 to 6 Mar 2016)
    • CF30 Customer (15 Feb 2011 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.