Canada Life Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Level 3722 BishopsgateLondonEC2N 4BQUNITED KINGDOM- Phone
- +4403456060708
-
Complaints Contact
Level 3722 BishopsgateLondonEC2N 4BQUNITED KINGDOM- Phone
- +4403456060708
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Manages Insurance Policies
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
-
Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Issues Insurance
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
-
Runs Personal Pensions
-
Loan Servicing
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Derek Nigel Donald Netherton
IRN DXN01105
- SMF13 Chair of the Nominations Committee (6 Jun 2019 to 31 Aug 2022)
- SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Aug 2022)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Aug 2022)
- SIMF12 Chair of the Remuneration Committee (17 Jul 2018 to 9 Dec 2018)
- SIMF9 Chairman (22 Dec 2016 to 9 Dec 2018)
- CF2 Non Executive Director (26 Oct 2011 to 6 Mar 2016)
-
Desmond Higgins
IRN DXH00044
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
-
Dominic Alistair Gray
IRN DAG00065
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)
-
Dominic Andrew Carpenter
IRN DAC01259
- [FCA CF] Significant management (since 6 Oct 2025)
- [FCA CF] Material risk taker (since 6 Oct 2025)
-
Donald Swan
IRN DXS00025
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
-
Douglas Allan Brown
IRN DAB01249
- SMF3 Executive Director (14 Nov 2020 to 18 Dec 2020)
- SMF1 Chief Executive (10 Dec 2018 to 18 Dec 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Dec 2020)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (11 Apr 2014 to 6 Mar 2016)
- Responsible for Insurance Mediation (11 Apr 2014 to 30 Sep 2018)
- CF29 Significant management (29 Nov 2012 to 16 May 2014)
-
Douglas George Campbell
IRN DGC00024
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
-
Douglas J Epson Peill
IRN DEP00006
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
-
Douglas Newell Fulton
IRN DNF00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jan 2002)
-
Duncan Julian Innes
IRN DJI00007
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Church of God of Prophecy Trust UK (no longer appointed)
FRN 201840 · Appointed 18 Dec 2000 · Until 5 Nov 2002
-
Swan Financial Consultancy (no longer appointed)
FRN 201818 · Appointed 23 Aug 2000 · Until 26 Jul 2002
-
Independent Direct Services (no longer appointed)
FRN 201523 · Appointed 7 Dec 1999 · Until 5 Nov 2002
-
Hutchinson Vale Boys Club (no longer appointed)
FRN 201492 · Appointed 28 Oct 1999 · Until 19 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.