Donald Swan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (10 Sep 2004 to 9 May 2005)
- CF22 Investment Adviser (Trainee) (11 Mar 2004 to 10 Sep 2004)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF4 Partner (AR) (10 Jan 2003 to 11 Jun 2004)
- CF21 Investment Adviser (1 Nov 2002 to 11 Jun 2004)
Swan Financial Services (no longer approved here)
FRN 220922
- Employed By (10 Jan 2003 to 11 Jun 2004)
Canada Life Limited (no longer approved here)
FRN 110394
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.