Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Robert William Morrison

  IRN RWM01056

  • CF1 Director (1 Dec 2001 to 30 Sep 2003)
• Robin Mark James

  IRN RMJ01067

  • [FCA CF] Material risk taker (since 6 Jan 2025)
  • [FCA CF] Significant management (since 6 Jan 2025)
• Roger Dawes

  IRN RLD01044

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 8 Jan 2021)
  • [FCA CF] Significant management (since 8 Jan 2021)
  • [FCA CF] Client dealing (since 8 Jan 2021)
  • [FCA CF] Material risk taker (since 8 Jan 2021)
  • [FCA CF] Manager of certification employee (since 8 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (18 May 2004 to 31 Oct 2007)
• Sally Macdonald

  IRN SHM01025

  • CF27 Investment Management (1 Dec 2001 to 6 Feb 2004)
• Sanjay Patel

  IRN SXP00928

  • 14. Managing investments
  • [FCA CF] Client dealing (since 22 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
• Sarah Parkinson

  IRN SXP53319

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Material risk taker (since 11 Jan 2021)
  • [FCA CF] Significant management (since 11 Jan 2021)
• Sean Butcher

  IRN SXB18521

  • CF30 Customer (15 Aug 2019 to 8 Dec 2019)
• Sean Derek Christian

  IRN SDC01110

  • CF29 Significant management (1 Jul 2008 to 20 May 2009)
• Seguard Mark Corbett

  IRN SMC01256

  • CF1 Director (24 Aug 2015 to 11 Nov 2015)
• Shaun Marcus Temple Brown

  IRN SXT17139

  • [FCA CF] Significant management (10 Oct 2022 to 20 Jul 2023)
  • [FCA CF] Material risk taker (10 Oct 2022 to 20 Jul 2023)

No changes recorded yet.