Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Shayne Paul Deighton

  IRN SPD01104

  • CF28 Systems and controls (29 Sep 2017 to 26 Mar 2018)
• Shritesh Nanji

  IRN SXN01127

  • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
  • CF27 Investment Management (3 Aug 2004 to 31 Oct 2007)
• Simon George Thomas

  IRN SGT01011

  • CF1 Director (20 Dec 2001 to 30 Jun 2006)
• Stephen James Matthews

  IRN SJM01458

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 14 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 14 Jan 2021)
  • [FCA CF] Client dealing (since 14 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (5 Apr 2007 to 31 Oct 2007)
• Steven Cameron

  IRN SJC01474

  • [FCA CF] Material risk taker (18 Jan 2021 to 19 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2022)
  • CF11 Money Laundering Reporting (17 Mar 2016 to 10 May 2017)
  • CF10 Compliance Oversight (22 Apr 2015 to 10 May 2017)
• Steven Horan

  IRN SXH00746

  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 23 Dec 2025)
• Steven William Mason

  IRN SXM16895

  • [FCA CF] Material risk taker (6 Jan 2021 to 28 May 2021)
• Stuart Alexander Gordon Taylor

  IRN SAT01099

  • [FCA CF] Functions requiring qualifications (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Client dealing (14 Jan 2021 to 30 Sep 2025)
  • CF30 Customer (10 Jun 2019 to 8 Dec 2019)
• Stuart Edmund Robinson

  IRN SER01063

  • [FCA CF] Material risk taker (since 5 Apr 2022)
• Sunkutala Vachhani

  IRN SXV01037

  • CF27 Investment Management (1 Dec 2001 to 4 May 2004)

No changes recorded yet.