Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 26 May 2023)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Material risk taker (18 Jan 2021 to 19 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2022)
    • CF11 Money Laundering Reporting (17 Mar 2016 to 10 May 2017)
    • CF10 Compliance Oversight (22 Apr 2015 to 10 May 2017)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • SMF16 Compliance Oversight (6 Feb 2020 to 19 Dec 2022)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • SMF16 Compliance Oversight (6 Feb 2020 to 19 Dec 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Jun 2020)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [PRA CF] Key function holder (9 Dec 2019 to 19 Dec 2022)
    • SMF16 Compliance Oversight (25 Mar 2019 to 19 Dec 2022)
    • CF11 Money Laundering Reporting (17 Mar 2016 to 10 May 2017)
    • CF10 Compliance Oversight (22 Apr 2015 to 10 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.