Roger Dawes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Limited

    FRN 110394

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (8 Mar 2023 to 22 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2026)
  • Canada Life Asset Management Limited

    FRN 194570

    • 14. Managing investments
    • [FCA CF] Significant management (since 8 Jan 2021)
    • [FCA CF] Material risk taker (since 8 Jan 2021)
    • [FCA CF] Client dealing (since 8 Jan 2021)
    • [FCA CF] Manager of certification employee (since 8 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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