Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Raman Srivastava

  IRN RXS15450

  • [FCA CF] Material risk taker (1 Feb 2021 to 5 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 5 Dec 2024)
  • CF1 Director (13 Jun 2019 to 8 Dec 2019)
• Raymond Lindsay McFeetors

  IRN RLM01094

  • CF2 Non Executive Director (5 Jun 2009 to 31 Oct 2014)
• Rebekah Riddell

  IRN RLT01018

  • [FCA CF] Manager of certification employee (since 16 Feb 2024)
  • [FCA CF] Significant management (since 13 Jul 2022)
  • [FCA CF] Material risk taker (since 13 Jul 2022)
  • [FCA CF] Client dealing (since 13 Jan 2021)
  • CF30 Customer (22 May 2018 to 8 Dec 2019)
• Richard George McIntosh

  IRN RGM01036

  • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2016)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• Richard Paul Priestley

  IRN RPP01047

  • [FCA CF] Material risk taker (8 Jun 2021 to 1 Nov 2021)
• Rick Wisentaner

  IRN RAW01078

  • [FCA CF] Material risk taker (since 8 Jan 2021)
  • [FCA CF] Significant management (since 8 Jan 2021)
• Rino Shala

  IRN RXS09723

  • [FCA CF] Functions requiring qualifications (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Client dealing (14 Jan 2021 to 30 Sep 2025)
  • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
• Robert Jeffrey Orr

  IRN RJO01072

  • CF2 Non Executive Director (30 May 2012 to 2 Oct 2017)
• Robert John Ritchie

  IRN RJR01131

  • CF3 Chief Executive (22 Jun 2009 to 30 Jun 2013)
  • CF30 Customer (15 Sep 2008 to 30 Jun 2013)
  • CF1 Director (27 Jun 2008 to 22 Jun 2009)
• Robert Michel Smithen

  IRN RMS01119

  • CF27 Investment Management (1 Dec 2001 to 31 Mar 2002)

No changes recorded yet.