Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Feb 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2022 to 1 Jan 2026)
    • [FCA CF] Significant management (13 Jul 2022 to 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (since 16 Feb 2024)
    • [FCA CF] Significant management (since 13 Jul 2022)
    • [FCA CF] Material risk taker (since 13 Jul 2022)
    • [FCA CF] Client dealing (since 13 Jan 2021)
    • CF30 Customer (22 May 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (4 Feb 2013 to 11 Mar 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (28 Nov 2002 to 1 Jun 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (28 Nov 2002 to 1 Jun 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (28 Nov 2002 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.