Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canada Life Limited
FRN 110394
- [FCA CF] Manager of certification employee (since 16 Feb 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2022 to 1 Jan 2026)
- [FCA CF] Significant management (13 Jul 2022 to 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
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Canada Life Asset Management Limited
FRN 194570
- [FCA CF] Manager of certification employee (since 16 Feb 2024)
- [FCA CF] Significant management (since 13 Jul 2022)
- [FCA CF] Material risk taker (since 13 Jul 2022)
- [FCA CF] Client dealing (since 13 Jan 2021)
- CF30 Customer (22 May 2018 to 8 Dec 2019)
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- CF30 Customer (4 Feb 2013 to 11 Mar 2015)
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- CF21 Investment Adviser (28 Nov 2002 to 1 Jun 2005)
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- CF21 Investment Adviser (28 Nov 2002 to 1 Jun 2005)
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- CF21 Investment Adviser (28 Nov 2002 to 1 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.