Canaccord Genuity Wealth Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trade Settlement Routing

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Credit Brokering

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  • · The firm’s credit broking activities are limited to customers who have certified as High Net Worth (HNW) individuals under Article 60H of the RAO or have certified that the nature of the loan is wholly or predominantly for business purposes under Article 60(C)(3) of the RAO

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Michael Grayston

  IRN MXG00761

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 25 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2025)
• Michael James McNally

  IRN MXM04755

  • [FCA CF] Client dealing (since 18 Feb 2026)
• Michael Jay Zamkow

  IRN MJZ01015

  • CF2 Non Executive Director (10 Dec 2008 to 4 May 2011)
• Michael John Davies

  IRN MJD01164

  • [FCA CF] Client dealing (2 Dec 2020 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (2 Dec 2020 to 19 Sep 2023)
  • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
• Michael Joshua Myers

  IRN MJM01514

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2023)
  • [FCA CF] Client dealing (since 7 Apr 2023)
  • [FCA CF] Manager of certification employee (7 Apr 2023 to 19 May 2025)
• Michael Stephen Murphy

  IRN MSM01037

  • CF1 Director (1 Dec 2001 to 23 Sep 2003)
  • CF26 Customer Trading (1 Dec 2001 to 23 Sep 2003)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 23 Sep 2003)
• Michael Walker

  IRN MXW01249

  • CF2 Non Executive Director (15 Dec 2010 to 8 Oct 2012)
• Michel Perera

  IRN MXP01221

  • [FCA CF] Manager of certification employee (2 Dec 2020 to 26 Oct 2023)
  • [FCA CF] Material risk taker (2 Dec 2020 to 26 Oct 2023)
• Miguel Mark Guterres

  IRN MMG01011

  • [FCA CF] Client dealing (30 Nov 2023 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 31 Mar 2023)
  • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
• Morag Allan Burns

  IRN MAB01264

  • [FCA CF] Client dealing (1 Apr 2023 to 25 Oct 2023)

No changes recorded yet.