Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (2 Dec 2020 to 26 Oct 2023)
- [FCA CF] Material risk taker (2 Dec 2020 to 26 Oct 2023)
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- CF29 Significant management (6 Aug 2013 to 3 Mar 2015)
- CF30 Customer (1 Nov 2007 to 2 Mar 2015)
- CF27 Investment Management (16 Jul 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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- CF27 Investment Management (30 Oct 2002 to 16 Jul 2004)
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- CF27 Investment Management (1 Dec 2001 to 16 Jul 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.