Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Martin O'Flanagan

  IRN SMO01021

  • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
  • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
• Sean Millensted

  IRN SXM02598

  • CF30 Customer (25 Nov 2010 to 17 Feb 2012)
• Sebastian Max Jones

  IRN SMJ01086

  • CF30 Customer (8 Apr 2009 to 21 Dec 2017)
• Sebastian Rodriguez

  IRN SXR01030

  • [FCA CF] Client dealing (since 4 Nov 2025)
• Seema Paterson

  IRN SXP01250

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (15 Sep 2003 to 31 Oct 2007)
• Selwyn Proctor Jones

  IRN SPJ01032

  • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• Sentoor Kumaran Kanagasabapathy

  IRN SKK01021

  • CF30 Customer (29 Jul 2009 to 4 Aug 2009)
• Seongguk Ryou

  IRN SXR22217

  • [FCA CF] Client dealing (9 Dec 2020 to 23 Mar 2021)
  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
• Shane Ciaran Watters

  IRN SCW01085

  • CF30 Customer (26 Mar 2012 to 30 May 2012)
• Shane Raymond Le Prevost

  IRN SRL01051

  • CF8 Apportionment and Oversight (14 Jan 2005 to 5 May 2006)
  • CF3 Chief Executive (14 Jan 2005 to 5 May 2006)
  • CF1 Director (28 Oct 2004 to 5 May 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 May 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)

No changes recorded yet.