Shane Raymond Le Prevost

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Asset Management Partners Limited

    FRN 186871

    • SMF9 Chair of the Governing Body (since 4 Jul 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 27 Feb 2025)
  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (1 Jul 2024 to 25 Apr 2025)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Client dealing (16 May 2024 to 1 Jul 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 May 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (5 Jun 2007 to 15 Feb 2010)
    • CF1 Director (5 Jun 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (5 Jun 2007 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF8 Apportionment and Oversight (14 Jan 2005 to 5 May 2006)
    • CF3 Chief Executive (14 Jan 2005 to 5 May 2006)
    • CF1 Director (28 Oct 2004 to 5 May 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.