Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raymond Gerard McMahon

  IRN RGM01128

  • CF28 Systems and controls (22 Dec 2011 to 5 Feb 2013)
• Raymond Richard Greaves

  IRN RRG01009

  • CF30 Customer (1 Nov 2007 to 20 Oct 2008)
  • CF21 Investment Adviser (13 Jul 2005 to 31 Oct 2007)
• Regina Gabitova

  IRN RXG01715

  • [FCA CF] Client dealing (1 Apr 2023 to 31 Jan 2025)
• Riccardo Zanella

  IRN RMZ01004

  • CF30 Customer (5 Dec 2016 to 12 Jun 2017)
• Richard Adam Christmas

  IRN RAC01248

  • CF30 Customer (22 Jan 2010 to 4 May 2012)
• Richard Andrews

  IRN AXR02323

  • [FCA CF] Client dealing (9 Dec 2020 to 4 Oct 2021)
  • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
• Richard Clark

  IRN RAC01098

  • CF30 Customer (26 Mar 2012 to 6 Feb 2014)
• Richard Daniel Latner

  IRN RDL01095

  • [FCA CF] Client dealing (since 18 Aug 2022)
• Richard Daniel Stevens

  IRN RDS01073

  • [FCA CF] Client dealing (since 2 Mar 2026)
• Richard George Mirams

  IRN RGM01110

  • CF30 Customer (18 Aug 2008 to 24 Jun 2019)

No changes recorded yet.