Richard Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiniti Financial Services Limited

    FRN 468631

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2022 to 20 Apr 2023)
    • CF30 Customer (9 Dec 2014 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2012 to 6 Feb 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 7 Jun 2010)
    • CF21 Investment Adviser (9 Mar 2005 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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