Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Harris

  IRN AXH09945

  • CF30 Customer (8 Jan 2019 to 10 Jun 2019)
• Andrew Howard Chubb

  IRN AHC01052

  • CF30 Customer (26 Mar 2012 to 31 Dec 2013)
• Andrew James Fitchie

  IRN AJF01083

  • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
  • CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)
• Andrew James Gale

  IRN AJG01393

  • CF30 Customer (13 Nov 2014 to 5 Jul 2016)
• Andrew Jeffery Lynn

  IRN AJL01111

  • CF30 Customer (13 Nov 2012 to 29 May 2015)
• Andrew Joseph Dawber

  IRN AJD01150

  • CF21 Investment Adviser (28 Jul 2003 to 25 Nov 2004)
• Andrew Keen

  IRN AXK01581

  • CF30 Customer (1 Nov 2018 to 5 Jun 2019)
• Andrew Keith Smith

  IRN AKS01031

  • CF23 Corporate Finance Adviser (9 Mar 2005 to 2 Jun 2006)
  • CF21 Investment Adviser (9 Mar 2005 to 2 Jun 2006)
• Andrew Krikor Buchanan

  IRN AKB01040

  • CF30 Customer (19 Sep 2016 to 16 Aug 2018)
• Andrew Lewis Daniels

  IRN ALD01061

  • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
  • CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Apr 2005 to 17 Aug 2006)

No changes recorded yet.