Andrew Keith Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 23 Jun 2009)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 23 Jun 2009)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF23 Corporate Finance Adviser (9 Mar 2005 to 2 Jun 2006)
    • CF21 Investment Adviser (9 Mar 2005 to 2 Jun 2006)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF1 Director (1 Dec 2001 to 8 Feb 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.