Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Tracey

  IRN PAT01163

  • CF30 Customer (15 Nov 2012 to 26 Aug 2015)
• Paul Wayne Satchell

  IRN PWS01042

  • CF30 Customer (3 Aug 2010 to 16 Feb 2015)
• Paul William Hewitt

  IRN PWH01037

  • CF2 Non Executive Director (30 Nov 2009 to 22 Mar 2012)
• Peppi-Marie Fletcher

  IRN PXH01690

  • CF30 Customer (19 Mar 2008 to 24 Dec 2015)
• Per Wimmer

  IRN PTW01020

  • CF21 Investment Adviser (15 Jul 2003 to 17 Aug 2005)
• Peter Anthony Kiernan

  IRN PAK01044

  • CF1 Director (6 Dec 2013 to 27 Jul 2015)
  • CF30 Customer (12 Nov 2012 to 29 Sep 2016)
• Peter George Crane

  IRN PGC01042

  • CF21 Investment Adviser (12 Mar 2004 to 12 Aug 2005)
• Peter Graham Hall

  IRN PGH01091

  • CF29 Significant management (1 Nov 2007 to 11 Apr 2011)
  • CF1 Director (22 Jun 2007 to 25 Mar 2009)
  • CF20 Significant Mgt (Settlements) (21 Jul 2006 to 31 Oct 2007)
• Peter John Mallin-Jones

  IRN PJM01252

  • CF30 Customer (26 Mar 2012 to 16 Feb 2015)
• Peter John Ronald Stewart

  IRN PJS01443

  • CF30 Customer (26 Mar 2012 to 10 Jul 2015)

No changes recorded yet.