Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luca Bomio

  IRN LXB01172

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (23 Aug 2011 to 8 Dec 2019)
• Lucas Ali Ferreira Jezia

  IRN LXJ00067

  • [FCA CF] Client dealing (9 Dec 2020 to 10 May 2021)
• Lucy Claire Tilley

  IRN LCH01011

  • CF30 Customer (24 Aug 2011 to 18 Feb 2015)
• Lucy Victoria Lewis

  IRN LVL01004

  • CF30 Customer (14 Jul 2008 to 24 Jun 2019)
• Luke McCabe

  IRN LRM01044

  • [FCA CF] Client dealing (9 Dec 2020 to 11 Aug 2021)
  • CF30 Customer (5 Jul 2016 to 8 Dec 2019)
• Luke Michael Harris

  IRN LMH01070

  • CF30 Customer (1 Nov 2007 to 23 Aug 2011)
  • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
• Luke Spells

  IRN LXS01472

  • CF30 Customer (13 Nov 2012 to 3 Jul 2014)
• Lynne Franklin

  IRN LCF01005

  • CF21 Investment Adviser (10 Dec 2001 to 25 Apr 2002)
• Malcolm Philip White

  IRN MPW01052

  • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2006)
  • CF26 Customer Trading (1 Dec 2001 to 23 Mar 2006)
• Manu Nair

  IRN MXN01524

  • CF30 Customer (22 Feb 2012 to 22 Apr 2016)

No changes recorded yet.