Luke Spells

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • [FCA CF] Manager of certification employee (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 26 Sep 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (28 Jul 2021 to 11 Jul 2024)
    • [FCA CF] Material risk taker (28 Jul 2021 to 11 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jul 2024)
    • CF30 Customer (27 Oct 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (28 Jul 2021 to 11 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jul 2021 to 11 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jul 2024)
    • CF30 Customer (27 Oct 2014 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (28 Jul 2021 to 11 Jul 2024)
    • [FCA CF] Material risk taker (28 Jul 2021 to 11 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jul 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (13 Nov 2012 to 3 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.