Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henrietta Rebecca Podd

  IRN HRP01008

  • CF30 Customer (19 Apr 2012 to 29 Apr 2016)
• Henry James Mark Philips

  IRN HJP01020

  • CF30 Customer (25 Nov 2013 to 3 May 2016)
• Henry Luke Benedict Fitzgerald-O'Connor

  IRN HLF01009

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Howard Jason Miller

  IRN HJM01045

  • CF30 Customer (25 Jan 2016 to 15 Mar 2017)
• Hugh Dudley Valentine Elwes

  IRN HDE01005

  • CF30 Customer (19 Dec 2012 to 13 Jan 2015)
• Hugh John Gordon Field

  IRN HJF01008

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF23 Corporate Finance Adviser (31 May 2005 to 31 Oct 2007)
• Håkon Bjerke

  IRN HXB01411

  • CF30 Customer (12 Aug 2013 to 13 Dec 2013)
• Iain Fergus Staples

  IRN IFS01007

  • CF21 Investment Adviser (29 Apr 2002 to 12 Mar 2003)
• Iain MacKenzie Scouller

  IRN IMS01033

  • [FCA CF] Client dealing (since 19 Jan 2026)
• Iain Ritchie MacKenzie

  IRN IRM01061

  • CF30 Customer (13 Oct 2009 to 13 Aug 2013)

No changes recorded yet.