Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harold Cecil Hutchinson

  IRN HCH01010

  • CF30 Customer (3 Dec 2010 to 10 Oct 2012)
• Harry James Gooden

  IRN HXG01246

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Harry Pardoe

  IRN HXP01247

  • [FCA CF] Client dealing (since 3 Oct 2022)
• Harry Philip Rees

  IRN HXR00117

  • [FCA CF] Client dealing (since 9 Dec 2021)
• Harvey Robinson

  IRN HJR01009

  • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
  • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
• Haydon Davidson

  IRN HMD01036

  • CF30 Customer (28 Apr 2014 to 10 Aug 2018)
• Hayley Ursula Roberta Palmer

  IRN HUP01002

  • [FCA CF] Client dealing (since 1 Feb 2021)
• Helen Goldsmith

  IRN HJG01022

  • CF30 Customer (1 Nov 2007 to 24 Jun 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Helen Louise Smith

  IRN HLS01013

  • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Apr 2004)
  • CF1 Director (1 Dec 2001 to 17 Dec 2004)
• Hendrik Jacques Boshoff Claassens

  IRN HJC01074

  • CF30 Customer (9 Aug 2016 to 13 Jun 2018)

No changes recorded yet.