Helen Louise Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (29 Apr 2003 to 15 Dec 2003)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (29 Apr 2003 to 15 Dec 2003)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF1 Director (1 Dec 2001 to 17 Dec 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.