Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Charles Fincken

  IRN CCF01030

  • CF30 Customer (26 Mar 2012 to 10 Jun 2015)
• Christopher Charles Wright

  IRN CCW01023

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2004)
• Christopher David Reed

  IRN CDR01032

  • CF15 Internal Audit (9 Feb 2005 to 23 Jan 2006)
  • CF14 Risk Assessment (9 Feb 2005 to 30 Jan 2006)
  • CF1 Director (9 Dec 2004 to 31 Jul 2006)
• Christopher David Stallard

  IRN CDS01048

  • CF21 Investment Adviser (13 Jul 2005 to 8 Mar 2007)
• Christopher Edwin Darling

  IRN CED01022

  • CF21 Investment Adviser (17 Sep 2004 to 17 Dec 2004)
• Christopher Home Howard

  IRN CHH01017

  • CF30 Customer (1 Nov 2007 to 9 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Christopher John Adam Chaitow

  IRN CJC01109

  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
• Christopher John Wells

  IRN CJW01123

  • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
  • CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2007)
• Christopher John Whittingslow

  IRN CJW01163

  • CF16 Significant Mgt (Desgntd Investment Business) (17 Feb 2006 to 15 Dec 2006)
  • CF21 Investment Adviser (28 Sep 2005 to 15 Dec 2006)
• Christopher Joseph Gilbert

  IRN CJG01069

  • CF30 Customer (26 Mar 2012 to 11 Sep 2012)

No changes recorded yet.