Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cameron Gibson Duncan

  IRN CGD01030

  • CF30 Customer (26 Mar 2012 to 26 Jan 2017)
• Cameron Payne

  IRN CXP01687

  • CF30 Customer (21 Jan 2015 to 16 Apr 2015)
• Cara Griffiths

  IRN CLG01045

  • CF30 Customer (18 Feb 2014 to 12 Jun 2015)
• Carl Anders Martin Torstensson

  IRN CAT01059

  • CF30 Customer (15 May 2014 to 10 Aug 2016)
• Carsten Koch

  IRN CXK19170

  • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
• Caspar Charles Shand Kydd

  IRN CCS01021

  • CF30 Customer (12 Feb 2008 to 14 Nov 2008)
• Caspar Nathaniel Richard Samuel Trenchard

  IRN CNT01008

  • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
• Catherine Anne Heath

  IRN CAH01134

  • CF30 Customer (26 Mar 2012 to 11 Jun 2012)
• Catherine Staziker Williamson

  IRN CSW01030

  • CF21 Investment Adviser (10 Dec 2001 to 9 Jul 2004)
  • CF27 Investment Management (10 Dec 2001 to 9 Jul 2004)
• Charles Comyns William Berkeley

  IRN CCB01036

  • CF30 Customer (26 Mar 2012 to 24 Jul 2012)

No changes recorded yet.