Cara Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blue Owl Capital UK Limited
FRN 993554
- [FCA CF] Client dealing (since 20 Mar 2024)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (22 Jul 2022 to 5 Mar 2024)
Blue Owl Capital UK Limited (no longer approved here)
FRN 937360
- Employed By (22 Jul 2022 to 5 Mar 2024)
Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Client dealing (24 Feb 2017 to 19 Apr 2022)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (18 Feb 2014 to 12 Jun 2015)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (1 Nov 2007 to 10 Dec 2013)
- CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.