CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Wayne Martel

  IRN WXM01462

  • [FCA CF] Manager of certification employee (since 10 Oct 2025)
  • [FCA CF] Material risk taker (since 2 Dec 2020)
  • [FCA CF] Significant management (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (2 Dec 2020 to 6 Apr 2022)
• William David Searle

  IRN WDS01044

  • [FCA CF] Client dealing (2 Dec 2020 to 26 Aug 2021)
  • CF30 Customer (28 Feb 2012 to 8 Dec 2019)
• William Rosier

  IRN WXR00027

  • [FCA CF] Client dealing (since 2 Mar 2021)
• William Ross Fleming-Coade

  IRN WRF01011

  • CF30 Customer (1 Nov 2007 to 11 Aug 2009)
  • CF22 Investment Adviser (Trainee) (15 Oct 2007 to 31 Oct 2007)
• Xi Chen

  IRN XXC01090

  • CF30 Customer (12 Nov 2010 to 28 Dec 2012)

No changes recorded yet.