CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Terrence Allan Lyons

  IRN TXL01210

  • CF2 Non Executive Director (18 Sep 2017 to 8 Dec 2019)
• Thomas Brook Holliday

  IRN TBH01004

  • CF30 Customer (8 Jul 2014 to 2 Oct 2019)
• Thomas Hutchinson

  IRN TXH00135

  • [FCA CF] Client dealing (since 2 Mar 2021)
• Thomas Martyn Lane

  IRN TXL00041

  • [FCA CF] Material risk taker (since 12 Jun 2025)
• Thomas Murphy

  IRN TXM00169

  • [FCA CF] Significant management (since 2 Mar 2021)
• Thomas Richard Livesey

  IRN TRL01036

  • [FCA CF] Client dealing (since 2 Dec 2021)
• Thomas Yeomans

  IRN TXY01057

  • CF30 Customer (16 Jan 2013 to 23 Aug 2014)
• Timothy John Warwick Taylor

  IRN TJT01043

  • CF22 Investment Adviser (Trainee) (28 Apr 2006 to 30 Aug 2006)
• UYEN-TRAN PHAM-RICHARDS

  IRN UXP01052

  • CF30 Customer (2 Feb 2015 to 21 Jan 2019)
• Victoria Anne Clapham

  IRN VAM01030

  • CF30 Customer (8 May 2014 to 30 Nov 2018)

No changes recorded yet.