Date authorised
1 April 2013
Companies House
04921914
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    48 George Street
    London
    Westminster
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442073174433
  • Complaints Contact

    48 George Street
    London
    Westminster
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442073174433

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Edward Frith

    IRN CEF01016

    • CF1 Director (5 Oct 2015 to 19 Jun 2017)
    • CF30 Customer (23 Jan 2015 to 19 Jun 2017)
  • Edward Bradley-Norman

    IRN EXB01283

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
  • Gavin William Shaw

    IRN GWS01039

    • CF30 Customer (6 Jan 2014 to 28 Aug 2015)
  • George Richard Seymour Fort

    IRN GRF01038

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
  • Magnus Graham

    IRN MXG02036

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (27 Mar 2012 to 8 Dec 2019)
  • Melanie Jane Campion

    IRN MJC01590

    • CF1 Director (21 Feb 2011 to 31 Mar 2019)
  • Mike Ryan

    IRN MXR14920

    • CF30 Customer (28 Nov 2019 to 8 Dec 2019)
  • Nicholas Rawdon-Jones

    IRN NXR01149

    • CF1 Director (15 Mar 2011 to 2 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 28 Aug 2015)
    • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Dec 2003 to 19 Jan 2004)
    • CF10 Compliance Oversight (16 Dec 2003 to 19 Jan 2004)
  • Oliver Cornish

    IRN OXC15355

    • CF30 Customer (24 May 2019 to 8 Dec 2019)
  • Simon Hugh Galwey Ronan

    IRN SHR01006

    • CF30 Customer (1 Sep 2008 to 1 Sep 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.