Date authorised
1 April 2013
Companies House
04921914
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    48 George Street
    London
    Westminster
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442073174433
  • Complaints Contact

    48 George Street
    London
    Westminster
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442073174433

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Richards

    IRN TXR01371

    • CF30 Customer (16 Jan 2015 to 8 Dec 2019)
  • Tom Charles Strange

    IRN TCS01045

    • SMF16 Compliance Oversight (since 25 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2009 to 8 Dec 2019)
  • William John Lynch Maydon

    IRN WJM01048

    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2025)
    • CF11 Money Laundering Reporting (20 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2015 to 8 Dec 2019)
    • CF1 Director (20 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (26 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (26 May 2006 to 31 Oct 2007)
  • William Michael Campion

    IRN WMC01017

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Feb 2004 to 31 Oct 2007)
    • CF3 Chief Executive (9 Feb 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Feb 2004 to 28 Aug 2015)
    • CF8 Apportionment and Oversight (9 Feb 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (9 Feb 2004 to 28 Aug 2015)
    • CF1 Director (9 Feb 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.