Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (15 Mar 2011 to 2 Dec 2019)
- CF30 Customer (1 Nov 2007 to 28 Aug 2015)
- CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (16 Dec 2003 to 19 Jan 2004)
- CF11 Money Laundering Reporting (16 Dec 2003 to 19 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.